AML TRAINING SEMINAR SEMINAR & NETWORKING EVENT WITH OUR LOWER HUDSON REGION MEMBERS...


Guest Speaker, Jonathan Pinard
Partner, First National Compliance Solutions

7 Smith Street Merrick, NY 11566
P: (516) 367-8747 | F: (631) 382-8214
Email: jp@firstnationalcompliance.com
www.firstnationalcompliance.com


Jon's Bio

Networking is open to All Industry Professionals!

When: March 28, 2017 
4:00pm-5:15pm (class brokers) 
5:30pm-8:00pm (networking for all w/vendors, buffet w/cash bar, raffles & 50/50)

Where: Harrison Tavern, 7 Purdy St., Harrison, NY 10528
Directions
 | Free street parking. One block from Harrison train station.

The Anti Money Laundering Rule requires Mortgage Brokers to file reports with the US Treasury that have a high degree of usefulness in criminal, tax, or regulatory investigations including suspicious activity that may indicate mortgage fraud.

This  seminar is designed for mortgage brokers without employees to meet their annual training requirements of their Anti-Money Laundering Policy, as required by The Bank Secrecy Act.  

This seminar will provide an overview of the required Anti- Money Laundering and Customer Identification Programs, Red flags, responsibilities as a mortgage broker, recent examples of Suspicious Activity Reports and instruction as to how and when a Suspicious Activity Report should be filed.   

Tailored Specifically for Mortgage Brokers without employees-also open to Compliance Officers of larger Mortgage Brokerage Companies.

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