Agenda:

2:30pm - 3:45pm

Join NYAMB's President Mark Favaloro for an informative and in depth roundtable discussion on the recent topics discussed at the latest NYSDFS Quarterly Meeting. Great opportunity for Mortgage Broker Owners to discuss NY rules and regulations and hear about the associations state lobbying efforts for Broker Owner Businesses. Get your voice heard....Do not miss this roundtable!

4:00pm-5:30pm

AML Training Seminar with Jonathan Pinard, Partner, First National Compliance Solutions, Inc. 

This  seminar is designed for mortgage brokers owners (no employees/LO’s) to meet their annual training requirements of their Anti-Money Laundering Policy, as required by The Bank Secrecy Act.  

This seminar will provide an overview of the required Anti- Money Laundering and Customer Identification Programs, Red flags, responsibilities as a mortgage broker, recent examples of Suspicious Activity Reports and instruction as to how and when a Suspicious Activity Report should be filed.   

the ant-money laundering rule

The Anti Money Laundering Rule requires Mortgage Brokers to file reports with the US Treasury that have a high degree of usefulness in criminal, tax, or regulatory investigations including suspicious activity that may indicate mortgage fraud.

Anti-Money Laundering Laws


Location:

Rye Reading Room
1061 Boston Post Rd.
Rye NY 10580


Registration Pricing:

NYAMB Broker Members: $95.00
Non-Broker Owner Members: $145.00
(Includes: AML Seminar, Certificate of Participation for the Broker Owner, Broker Roundtable Session, Coffee Break with Snacks.) 


This Mortgage Broker Event is Proudly Sponsored by:


New York Association of Mortgage Brokers
501 East Boston Post Rd., Suite 6 | Mamaroneck, New York 10543
P (914) 315-6644 | F (888) 900-1602 | etella@teammgmtsvs.com | www.nyamb.org