AML Training SEMINARS

Tailored Specifically for Mortgage Brokers without employees-also open to Compliance Officers of larger Mortgage Brokerage Companies.
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1.5 Hour Training Class followed by 2 Hours of Networking (food w/cash bar, raffles & networking)

Find a Location Near You Now...


the ant-money laundering rule

The Anti Money Laundering Rule requires Mortgage Brokers to file reports with the US Treasury that have a high degree of usefulness in criminal, tax, or regulatory investigations including suspicious activity that may indicate mortgage fraud.

This  seminar is designed for mortgage brokers without employees to meet their annual training requirements of their Anti-Money Laundering Policy, as required by The Bank Secrecy Act.  

This seminar will provide an overview of the required Anti- Money Laundering and Customer Identification Programs, Red flags, responsibilities as a mortgage broker, recent examples of Suspicious Activity Reports and instruction as to how and when a Suspicious Activity Report should be filed.   

Anti-Money Laundering Laws


Instructor:  Jonathan Pinard
Partner, First National Compliance Solutions

7 Smith Street Merrick, NY 11566
P: (516) 367-8747 | F: (631) 382-8214

Email: jp@firstnationalcompliance.com
www.firstnationalcompliance.com

Jon's Bio

STATEN ISLAND LOCATION OPEN FOR REGISTRATION NOW...When: Tuesday, March 20, 2018

  • Class: 4:00pm-5:15pm (broker owners & their compliance officers only
  • Networking Cocktail Reception w/ Vendors: 5:30pm-7:30pm
    (networking for all w/vendors, buffet w/cash bar, raffles & 50/50)

Where: Jade Asian Bistro, 331 New Dorp Ln,
Staten Island, NY 10306     
Directions
 


Registration Options

  • Class & Networking: Broker Owner & Compliance Officer Members: $95.00 / Non-Members: $145.00 
  • Networking Only: Broker Owner & Compliance Officer Members $25.00 / Non-Members: $45.00
  • Vendor Tables: (limited to the first 10/first-come-first-served) includes: vendor table, sponsor logo displayed on emarketing & on site signage, and 5 networking reception registration
Networking includes: access to vendors, food w/cash bar, raffles and networking



AML Class Locations Coming Soon:

  • Long Island
  • Westchester
  • Albany
  • Buffalo/Rochester