How to Prepare and Roll Out a Compliant Whistleblower Program


Join us for  Live Webinar featuring legal counsel Michael Barone of Abrams Garfinkel Margolis Bergson, LLP.

The New York State Department of Financial Services (NYSDFS) recently set forth specific guidance to all NY regulated entities which require the institution of a comprehensive whistleblower program. Specifically, on January 7, 2019 the NYSDFS directed that all regulated institutions must have a whistleblower program as a part of their compliance management system. This includes mortgage brokers and it will be something examiners will be checking on during NYSDFS audits. This webinar will tell you about the NYSDFS guidance and how to put together a compliant whistleblower program. Q&A

Learn more about Mike CLICK HERE

Facilitated by: Mark Favaloro, NYAMB President/Mortgage Broker Owner of Aamstrust Mortgage

Wednesday, March 7, 2019|12:00 PM - 12:45 PM est
Cost: Free for NYAMB Members / $50 for Non-Members 

Event Policy: Space is limited and is on a first-come-first-served basis. Registration will end at 5pm est on March 6th or when seats are sold out.  There are no refunds or credits issued due to cancellation or no show. No exceptions. Thank you.

New York Association of Mortgage Brokers
501 East Boston Post Rd., Suite 6 | Mamaroneck, New York 10543
P (914) 315-6644 | F (888) 900-1602 | 

NMLS Provider # 1400060