33rd Annual Regulatory Compliance Conference & Tradeshow

  • 13 Jul 2021
  • 9:00 AM - 5:00 PM (EDT)
  • Westchester Marriott, 670 White Plains Rd., Tarrytown NY 10581


  • Early-Bird: $95/ Regular $145
    (NMLS # to be validated)
  • *Includes one 8x10 Booth Space & 2 Registrations
    *Full page Color Ad in journal & on screen
    *Display of Company Logo on all signage & email blasts
  • *Includes 1 full conference registration & company logo displayed on all signage
    *Includes full-page color ad in Journal



  • ·  8:15am – 8:55am | Broker Lender Roundtable Breakfast with UWM, Plaza Home Mortgage, Freedom Mortgage, Emigrant Bank and Ridgewood Savings Bank
    Breakfast sponsored by: Plaza Home Mortgage
  • 9:00am – 9:40am| Post-DFS Examination “What if my exam did not go well?” with Guest Speaker and Legal Counsel, Michael Barone, Esq. Partner at AGMB, LLC
  • 9:45am-10:45am| Cybersecurity A-Z with Guest Speaker and Industry Expert, Al Alper, President & CEO of Absolute Logic/Cyberguard360
  • 10:45am-10:55am | AM Break
  • 11:00am-11:15am | National Wholesale Mortgage Industry Forecast presented by Allen Beydoun, EVP of Sales, UWM, NYAMB’s 2021 Diamond Double Platinum Plus Sponsor
  • 11:20am-12:10pm | Freddie Mac & Fannie Mae (speakers tba)
  • 12:15pm -2:15pm| Lunch/Exhibit Hall (by groups only - see back of badge for group number) punch cards for exhibit booth visit)  Lunch sponsored by: UWM
     *Group 1: 12:15pm-1:15pm (Lunch Room
     *Group 2: 12:15pm-1:15pm (Exhibit Hall)
    Group 1: 1:15pm-2:15pm- (Lunch Room)
     *Group 2: 1:15pm-2:15pm (Exhibit Hall)
  • 2:30pm-3:45pm| NYSDFS Banking Examinations with Guest Speaker: Rholda Ricketts, Deputy Superintendent, Mortgage Banking Division, NYSDFS
  • 3:45pm-3:55pm | PM Break
  • 4:00pm – 4:55PM | CFPB Updates (speakers tba)
  • 5:00pm – 6:30pm| Power-Hour in the Exhibit Hall with Open Bar, Snacks, Raffles, Networking, and Fun!  Present your punch cards from every exhibitor (must be completed by each exhibiting company in the room) to the NYAMB Booth for a chance to win one of our grand prizes: 1st Prize - $1,000 cash / 2nd Prize - $500 cash / 3rd Prize $250 …drawing at 6:00pm Sharp! Tons of additional raffle prizes drawn in the exhibit hall between 6:00pm-6:30pm.  Must be present to win.


Early-Bird Registration:  2/1/21 -5/15/21 | Pre-Registration:5/16/21-6/30/21
Limited Exhibit Space & Registrations being sold! (first-come-first served)

Exhibit Space includes: 

  • 8x10 Exhibit Space
  • 6' Draped Table, 2 chairs, waste basket and exhibit signage (no pipe and drape), Hall fully carpeted
  • 2 Total Full Conference Registrations (excludes broker roundtable breakfast)
  • Your company name an url link listed on our website, pre-event marketing
    (e-mail blast to over 9,000 industry professionals in our database)
  • Your company name listed in the official conference printed journal directory

Useful Links

Exhibitor Agreement & Information

Conference Cancellation & No-Show Policy

2021 Annual Sponsorship Packages

Breakfast sponsored by: Plaza Home Mortgage | Lunch sponsored by: UWM

New York Association of Mortgage Brokers
501 East Boston Post Rd., Suite 6 | Mamaroneck, New York 10543
P (914) 315-6644 | F (888) 900-1602 | etella@teammgmtsvs.com 

NMLS Provider # 1400060