Upcoming Events

    • 27 Jan 2022
    • 10:00 AM - 11:15 AM (EST)
    • Live Zoom
    Register

    Part 1 of this Series will take place on Thursday, January 27, 2020 |10AM
    "Filing Your Cyber Certification: A "How To" Guide

    Every year NYS DFS requires you and your team to file an annual “Certification of Compliance.” An incorrect, obtuse or late filing are viewed negatively by the Department of Financial Services and, more often than not trigger an audit. On this webinar, cybersecurity and compliance expert Al Alper, CEO of Absolute Logic will walk through, step by step what the Certification means and what you should do (and have been doing) to prepare to file. This will be an interactive webinar and, time permitting, Al will walk a volunteer member through their certification filing, LIVE. 

    Part 2 of this Series will take place on Thursday, February 24, 2021 | 11AM
    "Cybersecurity and The "New" First Day Letter"

    The cybersecurity section of the First Day Letter is not only the 2nd largest part of the Departments audit, it is now a focal point for auditors and supervisors. During this webinar, cybersecurity and compliance expert Al Alper, CEO of Absolute Logic will go over the myriad cybersecurity topics covered in the First Day Letter, how they align with regulation 23 NYCRR 500, and what you should be doing to properly respond so that the Department has confidence in your security posture.

    Instructor: Al Alper, CEO, Absolute Logic, Inc. & Cyberguard360
    Special Guest Speaker: Deborah Robertson, Regional VP of Sales, Plaza Home Mortgage

    *You MUST attend both classes to get your certificate of completion.
    *Certificates will be distributed via email to those who attended both classes only.

    Webinar Sponsored by: 
    NYAMB's 2022 Double Platinum Sponsor


    NYAMB's 2022  Platinum Sponsor




    • 03 Feb 2022
    • 9:00 AM - 11:45 AM (EST)
    • LIVE Webinar
    Register

    NYAMB 2022 Broker Roundtable Meeting with Mark Favaloro, NYAMB President
    and Special Guest Speaker: Eric Mojica, VP of Sales, UWM

    2022 AML Training Certification Class

    Instructor: John L. Commons NYAMB Past President & Education Chair

    This training class will cover Federal, BSA/AML regulatory requirements applicable to the residential mortgage industry. After a brief history and explanation of AML regulations, the class will address the application of these regulations to the residential mortgage industry as contained in 31 C.F.R. §1029. Guidance and explanations given by the U.S. Treasury’s FinCEN division will also be presented. Examples of recent regulatory actions will also be reviewed. 

    The Anti Money Laundering Rule requires Mortgage Brokers to file reports with the US Treasury that have a high degree of usefulness in criminal, tax, or regulatory investigations including suspicious activity that may indicate mortgage fraud.

    Registration Open Soon!

    Event Sponsored by: 
    NYAMB's 2022 Diamond Double Platinum Plus Sponsor


    • 24 Feb 2022
    • 11:00 AM - 12:15 PM (EST)
    • Live Zoom
    Register

    Part 2 of this Series will take place on Thursday, February 24, 2022 | 11AM
    "Cybersecurity and The First Day Letter"

    The cybersecurity section of the First Day Letter is not only the 2nd 
    largest part of the Departments audit, it is now a focal point for auditors and supervisors. During this webinar, cybersecurity and compliance expert Al Alper, CEO of Absolute Logic will go over the myriad cybersecurity topics covered in the First Day Letter, how they align with regulation 23 NYCRR 500, and what you should be doing to properly respond so that the Department has confidence in your security posture.

    Instructor: Al Alper, CEO, Absolute Logic, Inc. & Cyberguard360

    *You MUST attend both classes to get your certificate of completion.
    *Certificates will be distributed via email to those who attended both classes only.

    This webinar is sponsored by:
    NYAMB's 2022 Annual Platinum Sponsor



    • 24 Mar 2022
    • 11:00 AM - 12:00 PM (EDT)
    • Live Webinar

    2022 NYSDFS Update

    Invited Guest Speaker: Rholda Rickets, Deputy Superintendent, Mortgage Banking Division, NYSDFS 

    Topics of Discussion:

    • Advertising & Marketing
    • Website Rules
    • Regulations A-Z

    Registration Open Soon!

    • 30 Mar 2022
    • 11:00 AM - 12:00 PM (EDT)
    • Live Webinar
    Register

    NY Whistleblower & Sexual Harassment in the Workplace Certification Class

    Since 2018, New York State has required employers to adopt a sexual harassment policy and to conduct annual training to its employees.  In addition, in 2019, the NYSDFS directed that all regulated institutions (including mortgage brokers) must maintain a compliant whistleblower program including training to necessary staff members.  This session will provide you with the training necessary in these two areas and/or to arm yourself with the tools necessary to train your staff.

    A certificate for each will be emailed to all in attendance for the full duration of the class only. 

    Instructor: Michael G. Barone, Esq. Managing Partner of AGMB’s Mortgage Compliance Practice.

    This Webinar is being Sponsored by: 

    2022 NYAMB Annual Bronze Sponsor

       

    • 24 May 2022
    • 9:00 AM - 5:30 PM (EDT)
    • Westchester County, NY (venue tba)

    NYAMB's 34th Annual Regulatory Compliance Conference & Tradeshow

    Westchester County, New York (venue to be announced)

    *Preliminary Program

    • 9:00am - 9:45am | Broker/Lender Roundtable Breakfast 
    • 9:50am - 10:05am | NYAMB Presidents Message
    • 10:10am - 10:25am | National Update
    • 10:30am - 11:45am | NYSDFS Update
    • 12:00pm - 1:00pm | Lunch with the Exhibitors
    • 1:15pm - 1:30pm | UWM Sponsored Presentation
    • 1:35pm - 2:30pm | NMLS Update
    • 2:45pm - 3:30pm  | CFPB Update
    • 3:30pm - 6:30pm | Exhibitor Networking Cocktail Reception (Food, Drink, Raffles in Exhibit Hall)

    *program subject to changes 

    More info including Exhibitor & Sponsorship Opportunities coming soon!


    • 01 Aug 2022
    • 8:00 AM
    • 07 Oct 2022
    • 8:00 PM

    NYAMB 11 Hour CE Classes (Public & Private Classes) 

    Offered August 1st through October 7th
    Dates & More information available shortly. Private Classes should email etella@teammgmtsvs.com to reserve a date in advance (first come first served)


    • 18 Oct 2022
    • 2:00 PM - 9:00 PM (EDT)
    • Long Island, New York (venue tba)

    NYAMB's 34th Annual Convention & Awards Dinner 
    (Long Island, New York / venue tba)

    Program, Exhibitor & Sponsorship Opportunities coming soon. 


New York Association of Mortgage Brokers
P (914) 315-6644 | F (888) 900-1602 | etella@teammgmtsvs.com 
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